Department | Functions |
Board of Directors | Formulate policies, framework and internal culture related to risk management, ensure the effectiveness of risk management mechanism, and allocate required resources. |
Chairman's Office | Handle matters related to public relationship and external liaison |
Executives | Execute risk management decisions made by the Board, coordinate cross-departmental interaction and communication, formulate business planning decisions, evaluate medium and long-term investment benefits, and reduce strategic risks |
Audit Dept. | Regularly evaluate whether the risk management has been properly implemented in each central unit according to the Company's internal control and audit plan, and issue an audit report based on the actual audit results |
Financial Dept. | Evaluate financial risk. |
Administration Dept. | Assignment and response to Human Resources related matters, execution of insurance related matters, and the maintenance of system framework |
Important Risk Assessment Items | Directly responsible department | Risk Control Unit | Board of Directors and Audit Department |
(1) Interest rate, foreign exchange rate and financial risk (2) High-risk, High-leveraged Investments, Lending or Endorsement Guarantees, and Derivatives Transactions |
Financial Department | Investment conference | The Board of Directors is responsible for decision-making and ultimate control of matters related to risk assessment and control. The Audit Department is responsible for conducting risk inspection, supervision, improvement tracking and reporting. |
(3) Future R&D Plan (4) Major policy and legal changes at home and abroad (5) Technological and industrial changes (6) Change of company image |
Chairman's Office | Management conference | |
(7) Mergers and acquisitions (8) Factory expansion |
Chairman's Office | Investment conference | |
(9) Excessive Concentration of Purchasing Sources and Excessive Customer Concentration | Administration Department | Management conference | |
(10) Changes in management right (11) Litigation or Non-limitation Matters |
Chairman's Office |